Beginner Guide

Getting Started with Covered Warrants

A beginner's guide to understanding covered warrants, from basic concepts to your first investment decision.

6 min read
January 20, 2025
Phu Hung Securities

Embarking on your covered warrant journey can be both exciting and overwhelming. This guide will walk you through the essential steps to begin investing in covered warrants, from understanding the basics to making your first trade.

Understanding the Basics

Before diving into covered warrant trading, it's crucial to understand what you're investing in. Covered warrants (call warrants) are financial derivatives that give you exposure to an underlying asset without owning it directly. Think of them as a contract that gives you the right to buy an asset at a specific price (strike price) within a certain timeframe. You purchase call warrants when you expect the underlying asset's price to rise.

First-Time Investor Tip

Start by investing only what you can afford to lose. Covered warrants are leveraged products, meaning small price movements in the underlying asset can result in significant gains or losses.

Step 1: Open a Trading Account

The first step to trading covered warrants is opening an account with a licensed securities broker. Look for a broker that offers:

  • A user-friendly trading platform with real-time data
  • Educational resources and research tools
  • Competitive fees and transparent pricing
  • Responsive customer support

Step 2: Learn Key Terminology

Essential Terms to Know

Strike Price
The predetermined price at which you can buy the underlying asset when exercising your call warrant.
Expiration Date
The last date when you can exercise your warrant rights. After this date, the warrant becomes worthless.
Premium
The price you pay to purchase the warrant, representing the cost of the right to trade the underlying asset.
Intrinsic Value
For call warrants, this is the difference between the underlying asset's current price and the strike price when the current price is above the strike (in-the-money). When the current price is below the strike, intrinsic value is zero.

Step 3: Use Screening Tools

Before making any investment, use our warrant screener to filter and compare different covered warrants based on:

Underlying Asset

Choose the stock or index you want exposure to

Expiration Period

Select warrants with suitable time horizons

Strike Price

Find warrants with strike prices that match your expectations

Leverage Ratio

Understand the gearing effect on your investment

Step 4: Analyze Your First Warrant

Once you've identified a potential warrant, use our theoretical value calculator to assess whether it's fairly priced. The calculator uses the Black-Scholes model to estimate the warrant's theoretical value. Learn more about evaluating warrants using Black-Scholes in our detailed guide. The calculator considers:

  • • Current price of the underlying asset
  • • Strike price of the warrant
  • • Time remaining until expiration
  • • Volatility of the underlying asset
  • • Risk-free interest rate

Making Your First Trade

When you're ready to place your first order:

  1. Enter the Warrant Symbol: Use the unique code that identifies the specific warrant you want to trade.
  2. Choose Order Type: Market order (immediate execution) or limit order (set your desired price).
  3. Specify Quantity: Enter the number of warrants you want to buy, keeping position sizing in mind.
  4. Review and Confirm: Double-check all details before submitting your order.
  5. Monitor Your Position: Track your warrant's performance and stay informed about market movements.

Best Practice

Start with paper trading or very small positions to gain experience before committing significant capital. This allows you to learn the mechanics without substantial financial risk.

Next Steps

As you gain experience, explore more advanced strategies and techniques. Continue learning about risk management, portfolio diversification, and market analysis. Remember, successful covered warrant trading requires ongoing education, discipline, and careful risk management. Start small, learn continuously, and build your expertise over time.